SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Behl Nikhil

(Last) (First) (Middle)
5 WEST MENDENHALL
SUITE 105

(Street)
BOZEMAN MT 59715

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FAIR ISAAC CORP [ FICO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
checkbox checked Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
12/09/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
checkbox checked Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/09/2024 M 2,203 A $0.00 4,341.2581(1) D
Common Stock 12/09/2024 F 1,217(2) D $2,227.11 3,124.2581 D
Common Stock 12/10/2024 M 850 A $0.00 3,974.2581 D
Common Stock 12/10/2024 F 469(2) D $2,172.69 3,505.2581 D
Common Stock 9,363 I Trust of Nikhil Behl & Malvika Behl
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (3) 12/09/2024 A 896 12/09/2025(4) (5) Common Stock 896 $0.00 896 D
Market Share Units (6) 12/09/2024 M 790 12/09/2024(7) (5) Common Stock 790 $0.00 789 D
Performance Share Units (8) 12/09/2024 M 790 12/09/2024(9) (5) Common Stock 790 $0.00 1,578 D
Restricted Stock Units (3) 12/09/2024 M 296 12/09/2024(4) (5) Common Stock 296 $0.00 888 D
Restricted Stock Units (3) 12/09/2024 M 327 12/09/2023(4) (5) Common Stock 327 $0.00 654 D
Restricted Stock Units (3) 12/10/2024 M 382 12/10/2021(4) (5) Common Stock 382 $0.00 0 D
Restricted Stock Units (3) 12/10/2024 M 468 12/10/2022(4) (5) Common Stock 468 $0.00 468 D
Explanation of Responses:
1. Includes 14.409 shares acquired under the FICO Employee Stock Purchase Plan on August 30, 2024.
2. Shares withheld by Company for payment of taxes due at vesting from earned market share units, earned performance share units and restricted stock units.
3. Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
4. The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
5. No expiration date.
6. Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
7. The market share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.
8. Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
9. The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.
Remarks:
/s/ Carrie H. Darling, Attorney-in-fact 12/11/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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